FAQs

First, book an introductory video call. This is a "get to know you" meeting to share general info. It doesn't place any obligation on you.

Take your time to think it over, ask any questions on your mind, and once everything makes sense we can move forward.

If we have a professional match, within a few days you'll receive an engagement letter detailing the services to be provided. 

Bormann Wealth Management, LLC is a registered investment adviser firm located in the State of Washington, but I serve clients in several other states as well. Legal requirements vary by state.

Currently the only states I would hesitate to accept clients from are Texas and Louisiana because they have special registration rules for advisors. However, in all fairness, if you are a Texan with a lot of money and want to hire me, I could be convinced to fill out the paperwork.

 Financial professionals who ever registered as a broker will have their work experience, plus any customer complaints or disciplinary history, viewable through FINRA's BrokerCheck. That site also provides a link to the SEC for investment advisor registrations.   

From the SEC's website, you can view an investment advisory firm's registration and ADV Brochures which describe business practices, services provided, fee structure, etc. 

 Please have a recent statement (within the past 12 months) from any investment accounts you currently hold. Other documents needed will depend on the planning services you choose to engage. 

Protecting your personal financial information is a top priority; view the Privacy Policy.  

If you are mid-career and focused on asset accumulation, I want to meet you where you are. There are no minimum requirements to get started if you're serious about building wealth.

For those making withdrawals for current income, common sense applies. My services would be of limited value for you with less than $250K to invest.

 If you have ethical values which guide your investment preferences, please mention them. We can include those objectives when building your portfolio.

Everyone is different in this regard and as a professional, I see it as my job to accomplish your goals without injecting my own personal views into the process.

No, but if you already work with an attorney or tax professional, I am happy to collaborate with them. 

No, BWM does not produce or solicit new insurance policies as commission-based sales pose a conflict of interest.

 Get in touch! Emails are answered promptly.